0001519418-12-000005.txt : 20120131
0001519418-12-000005.hdr.sgml : 20120131
20120131114905
ACCESSION NUMBER: 0001519418-12-000005
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120126
DATE AS OF CHANGE: 20120131
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Wisdom Tree Investments Inc
CENTRAL INDEX KEY: 0001385360
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86587
FILM NUMBER: 12558034
BUSINESS ADDRESS:
STREET 1: 48 wall st ste 1100
CITY: new york
STATE: ny
ZIP: 10005-2902
MAIL ADDRESS:
STREET 1: 48 wall st ste 1100
CITY: new york
STATE: ny
ZIP: 10005-2902
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
SC 13G
1
horizonthirteengwetftw.txt
HORIZONTHIRTEENGWETFTW
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
made on January 23, 2012.
Under the Securities Exchange Act of 1934
Issuer-WisdomTree Investments, Inc.
Securities Class-common
CUSIP Number-97717P104
Event Requiring Filing -December 31, 2011
Filed pursuant to Rule 13d-1(b)
CUSIP Number 97717P104
Reporter- Horizon Kinetics LLC
Tax ID#45-0642972
Place of Organization-Delaware
Number of Shares-sole voting power-9,916,249
Sole dispositive power-9,916,249
Amount beneficially owned-9,916,249
Percent of Class represented by above-8.55%
Type of Reporting Person-HC
Name of Issuer-WisdomTree Investments, Inc.
Address of Issuer-380 Madison Avenue, 21st Floor, New York, New York 10017
Name of Person Filing-Horizon Kinetics LLC
Address -470 Park Avenue South, 4th Floor South, New York, New York 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment
adviser under Section 240.13d-1(b)(1)(ii)(E).
Amount beneficially owned-9,916,249
Percent of class-8.55%
sole voting power-9,916,249
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-9,916,249
shared power to dispose/direct the disposition-0
Certification pursuant to Section 240.13d-1(b):
By signing below I certify that, to the
best of my knowledge and belief, the securities
referred to above
were not acquired and
are not held for the purpose of or with the effect of
changing or influencing the control of
the issuer of the securities and were not acquired
and are not held in connection with or
as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the
information set forth in this statement is
true, complete and correct.
Date-January 23, 2012
Signature-Andrew M. Fishman
Title-Associate General Counsel
Horizon Kinetics LLC and Horizon Asset Management,LLC
by Andrew M. Fishman, Associate General Counsel of each.
January 23, 2012